Industry News

Broker wins defamation suit against employer

Last September former Moody Securities LLC employee Judy Christina Phinizy filed a defamation claim with FINRA against her employer.

By Staff |October 12, 2011

1 min read

Mutual fund investor confidence rises

Canadian mutual fund investors continue to express strong confidence in the investment vehicle, according to an annual poll survey by the Investment Funds Institute of Canada. And for the first time since 2008, funds outrank even the primary residence in terms of confidence.

By Staff |October 12, 2011

2 min read

What do small businesses want from advisors?

When do Canadian small business owners turn to their benefits or financial advisor? What type of retirement plan is most popular for small businesses across the country? What issues do owners struggle with while trying to grow their businesses?

By Staff |October 12, 2011

1 min read

FPSC names DJJ Award winner

Financial Planning Standards Council (FPSC) named today Randy Reynolds as the 2011 recipient of the Donald J. Johnson Award for Outstanding Contribution to the Profession of Financial Planning in Canada (DJJ Award).

By Staff |October 12, 2011

1 min read