Industry News

Forgery costs advisor $18,000, five year ban

A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) has accepted a settlement agreement, with sanctions, between IIROC staff and Jeremie Steven Clarke.

By Staff |August 29, 2011

1 min read

OSC warns against Anchor Securities

The Ontario Securities Commission (OSC) is alerting investors not to purchase securities from Anchor Securities Limited or its principal, Martin Donald Heppner.

By Staff |August 29, 2011

1 min read

BDO buys KPMG’s consumer insolvency practice

BDO Canada Limited has announced the purchase of KPMG’s consumer insolvency practice. It will be merged into BDO’s national financial recovery services practice. Effective August 26th, 2011, the practices now operate under the BDO Canada Limited name. “We are proud to combine forces with such a strong practice,” said Bill Courage, National Insolvency Practice Leader, […]

By Staff |August 29, 2011

1 min read

Russell renames retirement wrap

Russell Investments Canada is changing the name of one of its retirement portfolios to better reflect the portfolio's mandate and current investors.

By Staff |August 29, 2011

1 min read