Industry News

Firm fined over best execution failures

FINRA sanctioned Barclays Capital for routing orders to its own ATS

By James Langton |October 5, 2022

1 min read

Oversight failures allowed fraud to flourish: IIROC

MD Management sanctioned for lax controls that allowed a rep to steal from elderly clients

By James Langton |October 5, 2022

1 min read

RBC buys MDBilling.ca in latest health-care push

Competition in the space picked up in 2018 after Scotiabank acquired MD Financial Management

By Ian Bickis, The Canadian Press |October 4, 2022

2 min read

HSBC considering potential sale of Canadian business

It is the seventh largest bank in Canada and operates more than 130 branches across the country

By Staff, with files from The Canadian Press |October 4, 2022

3 min read