Industry News

The grids are alright

Advisor pay remains stable, but variable compensation is changing

By Todd Humber |September 30, 2022

4 min read

SEC sanctions firm for faulty audits

RSM allegedly failed to properly carry out audits of a firm that was found to be inflating revenues

By James Langton |September 30, 2022

2 min read

OSC, SEC allege insider trading by newswire workers

Regulators allege that traders made over US$1 million in illicit profits

By James Langton |September 30, 2022

2 min read

SRO reform a go after dealer vote

Fund dealers, investment dealers approve merger, with new SRO to launch in 2023

By James Langton |September 29, 2022

2 min read