Industry News

Opinion: CIRO’s data freeze is a regulatory failure

Without systematic data collection, CIRO can’t identify and address structural risks before they do harm

By Harvey Naglie |October 30, 2025

4 min read

Concerns follow regulators’ survey of mutual fund reps

Findings put bank branches’ proprietary shelves back in the spotlight, highlight lack of MER knowledge

By Michelle Schriver |October 29, 2025

7 min read

CIRO awaiting CRA feedback on advisor corporations

SRO crafting model to allow reps to use personal corporations

By James Langton |October 29, 2025

2 min read

National Bank shuffles execs as personal banking head retires

IT and operations EVP Julie Lévesque to step into new role

By The Canadian Press |October 29, 2025

2 min read