Industry News

Toronto man faces charges for breaching OSC ban

A 2015 order banned him from serving as a corporate director or officer for five years

By James Langton |January 14, 2020

1 min read

InvestorCom service helps firms meet product suitability rules

ShelfMonitor was created with client-focused reforms in mind

By Staff |January 14, 2020

1 min read

BlackRock makes climate change a top priority

The asset manager will start asking companies to disclose climate-related risks

By The Associated Press |January 14, 2020

2 min read

IIROC issues revised guidance to reflect new plain-language rules

The SRO is working on standardizing, reorganizing and updating its guidance

By James Langton |January 13, 2020

1 min read