Industry News

Lisa Raitt joins CIBC Capital Markets team Lisa Raitt joins CIBC Capital Markets team

Industry

Lisa Raitt joins CIBC Capital Markets team

The former MP will focus on developing senior-level client relationships as vice-chair of global investment banking

By The Canadian Press |January 10, 2020

1 min read

Eccleston steps down from TMX Group Fallback Image Decorative pattern

Industry

Eccleston steps down from TMX Group

The CEO is retiring early following allegations of inappropriate behaviour at a previous job

By The Canadian Press |January 10, 2020

1 min read

Best interest rules incoming for U.S. firms Best interest rules incoming for U.S. firms

Industry

Best interest rules incoming for U.S. firms

After June 30 implementation, FINRA will start reviewing firms' best interest compliance

By James Langton |January 9, 2020

1 min read

Class action against two brokerages to proceed Fallback Image Decorative pattern

Industry

Class action against two brokerages to proceed

Earlier decision to deny certification was a mistake, Ontario court rules

By James Langton |January 9, 2020

2 min read

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