Industry News

MFDA fines, suspends reps for mishandling client transfers

The case offers a cautionary tale for book sales

By Staff |November 27, 2018

2 min read

Fed governor to replace Carney as FSB chair

In a final letter to G20 leaders, Carney warned against backsliding

By Staff |November 27, 2018

1 min read

International operations boost Scotiabank’s Q4 net income

The bank announced plans to sell its operations in nine countries

By Staff, with files from The Canadian Press |November 27, 2018

3 min read

MFDA permanently bans, fines advisor $100K for misappropriating funds

Client was his sister-in-law

By Staff |November 26, 2018

2 min read