Industry News

Former advisor fined $30K, suspended over unsuitable recommendations Fallback Image Decorative pattern

Industry

Former advisor fined $30K, suspended over unsuitable recommendations

He also had personal financial dealing with clients, an IIROC agreement says

By Staff |November 23, 2018

3 min read

Purpose Investments repositioning tactical bond fund Purpose Investments repositioning tactical bond fund

Industry

Purpose Investments repositioning tactical bond fund

The fund will have a new name and sub-advisor

By Staff |November 23, 2018

1 min read

Employee or contractor? Supreme Court sidesteps issue to rule on language rights Fallback Image Decorative pattern

Industry

Employee or contractor? Supreme Court sidesteps issue to rule on language rights

Question of whether Industrial Alliance reps are employees or contractors punted back to Tax Court

By Melissa Shin  and  Alizée Calza |November 22, 2018

3 min read

FCAC to examine how banks, third parties handle complaints Fallback Image Decorative pattern

Industry

FCAC to examine how banks, third parties handle complaints

In its March report, the watchdog found ``insufficient'' controls in place to prevent sales of unsuitable financial products

By Armina Ligaya, The Canadian Press |November 22, 2018

3 min read

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