Industry News

Invesco makes changes to 6 Canadian-listed ETFs

To accommodate any future rollouts of new series with different currency exposures, Invesco has announced changes to six Canadian-listed PowerShares ETFs.

By Staff |December 16, 2016

1 min read

BMO registrants to compensate clients for $50M in excess fees

The Ontario Securities Commission (OSC) has approved a no-contest settlement agreement with BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Investments Inc. and BMO InvestorLine Inc.

By Staff |December 15, 2016

2 min read

Does your compensation create conflicts?

The Canadian Securities Administrators (CSA) has published a staff notice that looks at firms' compensation arrangements and incentive practices that are used to motivate representatives’ day-to-day behaviours.

By Staff |December 15, 2016

2 min read

ASC to adopt disclosure for representation of women on boards

The Alberta Securities Commission (ASC) announced today that it will adopt amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101) and Form 58-101F1 Corporate Governance Disclosure. The amendments require non-venture reporting issuers in Alberta to provide annual disclosure in their proxy circular or annual information form for the following: Read: Number of […]

By Staff |December 15, 2016

1 min read