Regulation

Back-office firm wrong to drop fund manager: court Back-office firm wrong to drop fund manager: court

Regulation

Back-office firm wrong to drop fund manager: court

Quebec court rules on decades-old legal dispute between firms

By James Langton |November 14, 2025

3 min read

Court upholds tribunal’s findings in crypto case Court upholds tribunal’s findings in crypto case

Regulation

Court upholds tribunal’s findings in crypto case

Absent overriding error, panel's decisions should get deference, court says

By James Langton |November 14, 2025

3 min read

Lying to the OSC gets Ontario man probation, community service Lying to the OSC gets Ontario man probation, community service

Regulation

Lying to the OSC gets Ontario man probation, community service

Man with "extensive criminal convictions" forged criminal record checks

By Jonathan Got |November 13, 2025

1 min read

FSRA fines former insurance agent $80K for unlicensed sales FSRA fines former insurance agent $80K for unlicensed sales

Regulation

FSRA fines former insurance agent $80K for unlicensed sales

Insurer, MGA fined a total of $115K for paying commissions

By Michelle Schriver |November 13, 2025

3 min read

We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.

Read More