Regulation

Class action certified in Mackenzie data breach

Case to consider whether damages are owed, while data hasn't been misused

By James Langton |November 5, 2025

4 min read

Tribunal declines to lift enforcement sanctions

Removing sanctions would undermine deterrent, plan speculative, panel finds

By James Langton |November 5, 2025

2 min read

Advisor incorporation ‘a hot potato’

CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope

By Noushin Ziafati |November 3, 2025

4 min read

MX finds BMO Nesbitt Burns engaged in front running

Disciplinary committee concludes prop trades took advantage of client

By James Langton |November 3, 2025

2 min read