Regulation

Reducing regulation could help advisors serve mass market clients: C.D. Howe

Increasing compliance costs makes it uneconomical to serve smaller accounts, study says

By Jonathan Got |October 7, 2025

3 min read

What to expect when filing on ComSet

CIRO issues new guidance on complaint filing requirements

By James Langton |October 6, 2025

2 min read

Fraudsman banned by ASC

Man convicted of defrauding investors of $2.97 million hit with market ban

By James Langton |October 3, 2025

3 min read

Firms falling short on KYC, suitability: BCSC

Regulator issues report card on Client Focused Reforms compliance

By James Langton |October 1, 2025

2 min read