Regulation

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulator clarifies its response to concerns arising from survey of mutual fund reps

By Michelle Schriver |October 10, 2025

3 min read

As AI takes off, regulators struggle to keep up

FSB recommends action amid challenges to overseeing AI

By James Langton |October 10, 2025

2 min read

FX firm head faces fraud, money laundering charges

RCMP says more than $10M of investors' money is missing

By James Langton |October 10, 2025

1 min read

That’s a wrap on fund manager’s receivership

Receiver proposes final distribution to Stableview investors

By James Langton |October 9, 2025

2 min read