Regulation

FINTRAC sanctions B.C. currency exchange

Series of alleged violations included failing to report suspicious activity

By James Langton |May 29, 2025

1 min read

Quebec bill to bring mutual fund reps under CIRO ‘rushed’, industry says

Provincial government, AMF, criticized for a lack of consultation over moves

By Guillaume Poulin-Goyer |May 23, 2025

5 min read

Opinion: Ontario’s provincial budget lacks modernization

The budget doesn't do enough to modernize the province's approach to investor protection and complaint resolution

By Harvey Naglie |May 21, 2025

5 min read

Ex-rep ordered to repay brokerage loan

B.C. court rejects former rep's claim that settlement was based on fraud

By James Langton |May 13, 2025

3 min read