Regulation

BCSC sanctions woman in Chinese student scam

Panel orders $3.3 million in penalty, disgorgement

By James Langton |December 13, 2024

2 min read

ASC issues permanent ban on man who promoted fake legal services startup

Alberta man stole more than $500,000 from vulnerable investors

By Staff |December 13, 2024

2 min read

BCSC steps up fight against misleading investors

Regulator issues guidance on broader protections against misinformation

By James Langton |December 13, 2024

2 min read

CIRO asks for industry comments on OEO dealers serving DIY clients

Regulator is seeking to ‘get ahead of and respond to changes in how Canadians invest’

By James Langton |December 13, 2024

3 min read