Regulation

Review finds crypto firms sloppy with KYC too

OSC sweep uncovered issues with firms' account opening, client limits

By James Langton |December 10, 2024

3 min read

Ex-fund rep used online brokers with clients

Rep circumvented registration limits to trade wider range of securities

By James Langton |December 9, 2024

2 min read

Fraud victim gets some restitution

Canadian, Nigerian law enforcement secure some recovery in crypto scam

By James Langton |December 9, 2024

1 min read

B.C. court upholds limitations on asset freezes

Target of SEC enforcement can have access to frozen funds for appeal, court says

By James Langton |December 9, 2024

4 min read