Regulation

U.S. senator calls out lack of charges for TD execs in money laundering case

Elizabeth Warren says executives and the bank itself were able to escape the full scope of penalties that Congress could have levied

By The Canadian Press |October 31, 2024

1 min read

Pyramid schemer banned in OSC settlement

Venture that led to conviction also violated securities rules, regulator says

By James Langton |October 31, 2024

2 min read

Ontario promises MGA licensing

OSC asked to review OM exemption, beneficial ownership registry being examined

By James Langton |October 30, 2024

2 min read

Retail investors vulnerable to greenwashing: OSC

Experiment finds investors lured by ESG ratings they don't understand

By James Langton |October 30, 2024

2 min read