Regulation

Goldman Sachs, Apple fined by CFPB

Firms' joint foray into consumer finance wasn't ready, regulator alleges

By James Langton |October 23, 2024

2 min read

Investment fraudsters embrace innovation

Tech, crypto schemes top threats to investors, including seniors, NASAA reports

By James Langton |October 22, 2024

2 min read

ESG ETFs failed to screen out sin stocks, SEC alleges

Third-party data didn't screen all energy, tobacco stocks, regulator says

By James Langton |October 22, 2024

2 min read

Fund dealer fiduciary duty class action fails

Court rules no evidence of common breach, given differences among investors

By James Langton |October 22, 2024

4 min read