Regulation

Regulators divided on digital bank runs: Fitch

Approach to guarding against deposit flight risk remains unsettled

By James Langton |September 3, 2024

2 min read

Court upholds $9 million in sanctions, disgorgement

Appeals of Tribunal’s merits and sanctions decisions rejected

By James Langton |August 30, 2024

2 min read

Court rejects appeals from fund rep, OSC

Both sides appealed rulings involving rep inheriting client's estate

By James Langton |August 30, 2024

2 min read

CIRO fines Stifel Nicolaus $475K for failing to protect confidential info

Info was used to enter into short sale transactions without Stifel's knowledge

By Melissa Shin |August 23, 2024

1 min read