Regulation

Fund rep fined, banned for client borrowing

Misconduct continued even when rep was under close supervision, CIRO says

By James Langton |August 8, 2024

1 min read

Allow investors to hold alternative investments in registered plans, industry groups urge feds

CAASA, AIMA make submissions to Finance's qualified investments consultation

By Rudy Mezzetta |August 6, 2024

3 min read

CSA orders crypto firms to start joining CIRO

Regulators call time on interim approach to onboarding crypto firms

By James Langton |August 6, 2024

1 min read

Trailer fee class action certified

RBC the latest large fund manager to face fund fee suit

By James Langton |August 1, 2024

2 min read