Regulation

Tribunal denies confidentiality, stay motions

Panel stresses "open courts" principle in denying closed door hearing

By James Langton |January 19, 2026

3 min read

Investor lawsuits may justify no financial sanctions

Normally, major frauds should carry disgorgement orders, Tribunal says

By James Langton |January 19, 2026

2 min read

Former TD rep sanctioned for misappropriation

Fake bank accounts used to divert funds from clients that were elderly, dead

By James Langton |January 19, 2026

1 min read

CIRO’s breach is a data-governance failure — not an IT glitch

Why did it take so long to identify affected individuals? And how are data retention decisions made?

By Harvey Naglie |January 19, 2026

5 min read