Industry

OSC seeks members for continuous disclosure committee

The Ontario Securities Commission (OSC) is seeking members for its Continuous Disclosure Advisory Committee (CDAC). The CDAC advises staff on a range of projects, including the planning, implementation and communication of its continuous disclosure review program, as well as related policy initiatives. Read: How companies are pushing the reporting envelope The committee also serves as […]

By Staff |May 7, 2018

1 min read

How regulation must change: IIAC prez

As technology transforms financial services, regulation must likewise evolve. Ian Russell, IIAC president and CEO, has suggestions for regulators to do just that. Read: Financial planning goes robo In his latest industry letter, Russell describes how tech has enabled new fintech applications, like robo-investing; the electronic integration of financial products and services across platforms; and […]

By Staff |May 7, 2018

2 min read

Help clients design end-of-life plans

Assistance for navigating a tough time

By Susan Goldberg |May 4, 2018

4 min read

MFDA fines, bans rep for one year for unauthorized discretionary trading

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By Staff |May 4, 2018

1 min read